LPL Financial is a leading wealth management firm in the U.S., supporting financial advisors and institutions. The Supervision Performance & Automation Analyst will assist in delivering automated workflows to enhance operational efficiency for the Supervision team, requiring collaboration and innovative problem-solving skills.

Responsibilities

• Support and collaborate with more experienced colleagues to deliver large-scale solutions across a variety of projects & initiatives
• Jointly participate in projects & tasks while advancing skills in discovery, design, and implementation of process improvements and automated workflows
• Optimize processes by conducting stakeholder interviews to compile needs assessment, identify requirements, and support solution design
• Conduct data validation and process testing exercises, identifying defects and proposing solutions or workarounds
• Work cross-functionality to deliver & implement more efficient workflows by combining backend data sources in Alteryx
• Research and resolve unknowns independently by leveraging resources and navigating the organization to obtain information and achieve objectives
• Drive continuous improvement by proposing ways to leverage data aggregation tools, automated workflows, or AI to streamline our team’s ability to operate & execute on our initiatives

Skills

• Bachelor's degree or equivalent industry experience
• 1+ years of experience in data sourcing, extraction, or analytics
• Experience in Excel, SQL, python, and/or Alteryx
• Analytical, problem-solving, and critical thinking skills
• Attention to detail and excellent business judgment with successful track record for working independently
• Resourceful problem solver that is able to adapt to changing priorities
• Ability to multi-task and work well under pressure with commitment to deliver under tight deadlines
• Demonstrates work ethic and possesses a natural curiosity with a commitment to continually learn and grow
• Written and verbal communication skills with ability to present information in differing degrees of detail and form depending on the audience
• Knowledge of Supervision, securities licenses a plus (7, 66/63)
• Prior experience replacing manual workflows by aggregating data to create automated or more efficient solutions

Benefits

• 401K matching
• Health benefits
• Employee stock options
• Paid time off
• Volunteer time off

Company Overview

Company H1B Sponsorship