Note: The job is a remote job and is open to candidates in USA. Ameriprise Financial is a company dedicated to helping clients achieve their financial goals while fostering an inclusive and collaborative culture for its employees. The Financial Planning Assistant will represent the company positively while assisting a Financial Advisor in servicing clients and supporting wealth management activities. Responsibilities include client communication, financial data management, and compliance monitoring.

Responsibilities

• Collect and input clients’ financial situation in financial planning software
• Support wealth management research, trading, performance tracking, etc
• Prepare for client meetings (deliverables, portfolio review, illustrations, and opportunities)
• Assist in new business processing and tracking
• Deliver superior client services including initiating and editing client communications, responding to client requests and overall support to advisors and various professionals
• Follow work priorities, ensure deadlines are met and procedures are followed
• Monitor compliance requirements and complete special projects and other duties as assigned

Skills

• Self-motivated
• Superb organization skills
• Exceptional attention to detail
• High ownership of responsibilities
• Ability to represent the company in a positive, professional manner
• Ability to interface daily with clients
• Ability to follow high standards of business and professional ethics
• Ability to adhere to legal and regulatory requirements
• Ability to collect and input clients' financial situation in financial planning software
• Ability to support wealth management research, trading, performance tracking, etc
• Ability to prepare for client meetings (deliverables, portfolio review, illustrations, and opportunities)
• Ability to assist in new business processing and tracking
• Ability to deliver superior client services including initiating and editing client communications
• Ability to respond to client requests and provide overall support to advisors and various professionals
• Ability to follow work priorities, ensure deadlines are met and procedures are followed
• Ability to monitor compliance requirements and complete special projects and other duties as assigned
• Completion of FINRA license exams – SIE, Series 7, Series 66 and insurance licenses within 90 days of hire
• Completion of Accredited Portfolio Management Advisor (APMA) within 60 days of completion of SIE, Series 7, Series 66, and Life and Health

Benefits

• Once licenses and AMPA designation are complete there will be an increase.
• As the individual grows and develops their skills as an Associate Financial Advisor, there will be the opportunity for greater compensation, in the form of a bonus, based on the growth of the practice and the clients they service.

Company Overview

Company H1B Sponsorship