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Compliance Associate

Remote · New Zealand Full-time

Job Description:

  • Support the following Compliance functions:
  • Regulatory Strategy. Manage company license applications and renewals; respond to regulatory inquiries; and manage state examinations.
  • Compliance Management Program. Manage the Company’s Compliance programs relating to: policies & procedures, training, consumer complaints, issue management, marketing, and vendor management.
  • Audit. Manage internal and third-party audits including investigating issues, responding to requests, and leading remediation efforts.
  • Support business teams on compliance and regulatory requirements.
  • Other duties as assigned

Requirements:

  • Bachelor’s degree
  • 2+ years of relevant experience
  • Preferred: experience in Financial Services
  • Preferred: familiarity with the Nationwide Mortgage Licensing System and state license systems
  • Must be extremely detail-oriented, organized, and comfortable working in a fast-paced environment
  • Professional and positive in interactions with others and is able to establish rapport quickly

Benefits:

  • Competitive base salary
  • eligibility for an annual incentive bonus
  • equity

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